0001193125-05-015980.txt : 20120703 0001193125-05-015980.hdr.sgml : 20120703 20050201100704 ACCESSION NUMBER: 0001193125-05-015980 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050201 DATE AS OF CHANGE: 20050201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WETHERELL DAVID S CENTRAL INDEX KEY: 0000939138 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 9786843600 MAIL ADDRESS: STREET 1: C/O CMG INFORMATION SERVICES INC STREET 2: 100 BRICKSTONE SQUARE FIRST FLOOR CITY: ANDOVER STATE: MA ZIP: 01810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CMGI INC CENTRAL INDEX KEY: 0000914712 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 042921333 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43347 FILM NUMBER: 05564182 BUSINESS ADDRESS: STREET 1: 1100 WINTER STREET STREET 2: SUITE 4600 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-663-5001 MAIL ADDRESS: STREET 1: 1100 WINTER STREET STREET 2: SUITE 4600 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: CMG INFORMATION SERVICES INC DATE OF NAME CHANGE: 19981007 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 9 TO SCHEDULE 13G AMENDMENT NO. 9 TO SCHEDULE 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 9)*

 

 

 

CMGI, Inc.


(Name of Issuer)

 

Common Stock, $0.01 par value


(Title of Class of Securities)

 

 

125750 10 9


                                 (CUSIP Number)                                

 

December 31, 2004


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 125750 10 9

 

  1.  

Names of Reporting Persons

I.R.S. Identification No. of above persons (entities only)

 

            David S. Wetherell

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

   
  4.  

Citizenship or Place of Organization

 

            U.S.

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                7,837,046 shares


  6.    Shared Voting Power

 

                24,401,172 shares


  7.    Sole Dispositive Power

 

                7,837,046 shares


  8.    Shared Dispositive Power

 

                24,401,172 shares

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            32,238,218 shares

   
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   
11.  

Percent of Class Represented by Amount in Row (9)

 

            6.7%

   
12.  

Type of Reporting Person (See Instructions)

 

            IN

   

 

 


Item 1.

 

(a)

   Name of Issuer:          
         CMGI, Inc.          
   

(b)

   Address of Issuer’s Principal Executive Offices:          
         1100 Winter Street, Suite 4600, Waltham, MA 02451          

Item 2.

 

(a)

   Name of Person Filing:          
         David S. Wetherell          
   

(b)

   Address of Principal Business Office or, if none, Residence:          
        

c/o CMGI, Inc.

1100 Winter Street, Suite 4600, Waltham, MA 02451

         
   

(c)

   Citizenship:          
         U.S.          
   

(d)

   Title of Class of Securities:          
         Common Stock, $0.01 par value          
   

(e)

   CUSIP Number:              
         125750 10 9          

Item 3.

  If the statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:     
    (a)    ¨    Broker or dealer registered under section 15 of the Exchange Act.
    (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
    (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
    (d)    ¨    Investment Company registered under Section 8 of the Investment Company Act.
    (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
    (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
    (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
    (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
    (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
    (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).


Item 4.

   Ownership.          
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.          
     (a)    Amount Beneficially Owned:          
          As of December 31, 2004, Mr. Wetherell beneficially owned 32,238,218 shares of the common stock of CMGI, Inc., which includes: (i) 5,074,980 shares which may be acquired upon the exercise of options that are exercisable within 60 days after December 31, 2004, (ii) 16,812,672 shares held by North Andover LLC, of which Mr. Wetherell owns a membership interest and which is managed by a limited liability company of which Mr. Wetherell owns a membership interest, and (iii) 7,588,500 shares held by ElBrillo Holdings, LLC of which Mr. Wetherell owns a membership interest and which is managed by a limited liability company of which Mr. Wetherell owns a membership interest. Mr. Wetherell disclaims beneficial ownership of the 16,812,672 shares held by North Andover LLC and the 7,588,500 shares held by ElBrillo Holdings, LLC, and the filing of this report shall not be deemed an admission by Mr. Wetherell that he is the beneficial owner of such shares.          
     (b)    Percent of class:          
          6.7%          
     (c)    Number of shares as to which such person has:          
          (i)    Sole power to vote or direct the vote: 7,837,046 shares.          
          (ii)    Shared power to vote or direct the vote: 24,401,172 shares.          
          (iii)    Sole power to dispose or to direct the disposition of: 7,837,046 shares.          
          (iv)    Shared power to dispose or to direct the disposition of: 24,401,172 shares.          

Item 5.

   Ownership of Five Percent or Less of a Class.     
     If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.  ¨     

Item 6.

   Ownership of More than Five Percent on Behalf of Another Person.          
     Not applicable.          

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
     Not applicable.

Item 8.

   Identification and Classification of Members of the Group.          
     Not applicable.          

Item 9.

   Notice of Dissolution of Group.          
     Not applicable.          

Item 10.

   Certification.          
     Not applicable.          


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:   January 28, 2005  

/s/ David S. Wetherell


    David S. Wetherell